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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2023-12-14 |
| TX | RA | APPROVED | 2023-11-21 |
Branch Locations
560 Mission Street, San Francisco, CA 94105 • United States
805 Sw Broadway, Portland, OR 97205 • United States
Portland, OR • United States
Black Butte Ranch, OR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | Portland | OR | 11/2013 | 10/2023 |
| First Republic Investment Management, Inc. | Portland | OR | 11/2013 | Present |
| J.P. Morgan Securities Llc | Portland | OR | 09/2023 | Present |
| Jp Morgan Chase Bank, N.A. | Portland | OR | 10/2023 | Present |
Name: Braedon Heights HOA Address: Portland, Oregon 97225 Investment-related: No Nature of the business: Homeowners Association Role: Vice President Start Date: 07/15/2021 Description of duties: There is an annual meeting where new business is discussed including the annual budget. Number of hours each month: 1 Number of hours during trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1983-09-14 |
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