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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-03 |
| MD | RA | APPROVED | 1999-06-21 |
Branch Locations
500 East Pratt Street, Baltimore, MD 21202 • United States
100 East Pratt Street Suite 2140, Baltimore, MD 21202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| #Ia Prudential Securities Incorporated | Baltimore | MD | 01/1981 | Present |
| Ubs Financial Services Inc. | Baltimore | MD | 04/1999 | Present |
K BANK. BALTIMORE, MD. NOT INVESTMENT RELATED. BUSINESS - BANK. TITLE - DIRECTOR. START DATE - 04/26/2006. 6HRS/MONTH. DUTIES - OVERSIGHT. Chartwell Golf & Country Club / 1 Chartwell Dr Severna Park,MD 21046 / Other/ Sport & Leisure Facilities / Golf & Tennis / Member of Board of Directors / / Guide the management on vision for the Club / Start Date 12/01/2016/ private non-profit club 43190 / Infrequent meetings to attend & email corespondance. H.M. Family Trust / Holding private shares of Pitt-Ohio, make distributions, and pay expenses / 15 27th St / Pittsburgh / PA / United States / 15222 manage the Trust, make distributions, file tax returns, pay expenses / Active Name of Business: Helen L. Mueller./ Address: 25 Hunting Court Edgewater MD United States21037./ Investment Related: No./ Nature: Executor of Will, file the will with the probate court, file an inventory of the estate's assets with the court, pay estate debts and taxes, distribute assets to the beneficiaries./ Role: Executor of Will./ Duty: Upon Helen's death, I will become the Executor of Will, file the will with the probate court, file an inventory of the estate's assets with the court, pay estate debts and taxes, distribute assets to the beneficiaries./ Start Date: 1/1/2024./ Time Required: N/A.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1981-04-22 |
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