Barbara Frenkel

Current Employers

Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-12-11

CA RA
APPROVED

Since 2008-12-11

Branch Locations

15301 Ventura Blvd Building B, Suite 410, Sherman Oaks, CA 91403 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hilltop Securities Inc	Dallas	TX	01/1981	Present

01/1981 → Present

Hilltop Securities Inc

Dallas, TX

Previous Registrations

2004-01-27 → 2008-12-23

M.L. Stern & Co., Llc.

Beverly Hills, CA

Beverly Hills, CA

Beverly Hills, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-01-31

S63 Uniform Securities Agent State Law Examination

1989-01-31

View on SEC IAPD

Current Employers

Hilltop Securities Inc.

Disclosures

Employment History

Previous Registrations

Exams

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