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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • NY RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

3635 Genesee St, Buffalo, NY 14225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
E.P. Jordan & Associates Inc. Cheektowaga NY 03/1990 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Advisors Alliance Group Buffalo NY 08/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 03/1990 → Present
    E.P. Jordan & Associates Inc.
    Cheektowaga, NY
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2015 → Present
    Advisors Alliance Group
    Buffalo, NY
  • 06/2023 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES DBA E.P. JORDAN & ASSOCIATES, INC, INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/90 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 6 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE/ACCIDENT/HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: ADVISORS ALLIANCE GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: REGIONAL RECRUITING START DATE: 8/2014 POSITION/TITLE/RELATIONSHIP: RECRUITER APX NUMBER OF HOURS PER WEEK: N/A NONE DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: OBA FOR WEBSITE NAME ONLY 3. NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED ADDRESS NATURE OF BUSINESS: OFFICE BUILDING START DATE: 1/2016 POSITION/TITLE/RELATIONSHIP: PARTNER WITH SPOUSE APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: OWNED BUILDING LEASED TO BUSINESSES 4. NAME OF OTHER BUSINESS: JORDAN WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: DBA NAME FOR MARKETING ; START DATE: 01/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR MARKETING SERVICES TO EP JORDAN & ASSOCIATES ;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-01-13
  • S63 Uniform Securities Agent State Law Examination
    1995-01-13
Designations

View on SEC IAPD

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