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Marina Maranatha Pelren

Northwestern Mutual Investment Services, LLC

Milwaukee, WI

Meridian, ID

CRD 5177892

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APP_PEND_IARCE 2026-01-01
  • WI RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Meridian, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Investment Management Denver CO 12/2014 03/2018
Unemployed Anaheim CA 03/2018 01/2019
American Independent Securities Group Eagle ID 01/2019 12/2020
Lpl Financial Llc Meridian ID 08/2021 01/2022
Unemployed Meridian ID 01/2021 07/2021
Cadaret Grant & Co., Inc. Syracuse NY 04/2022 09/2022
Unemployed Meridian ID 01/2022 04/2022
Lpl Financial Llc Meridian ID 09/2022 12/2022
Northwestern Mutual Investment Services Llc Milwaukee WI 03/2023 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2023 Present
Manpower Milwaukee WI 02/2023 Present
  • 12/2014 → 03/2018
    Scottrade Investment Management
    Denver, CO
  • 03/2018 → 01/2019
    Unemployed
    Anaheim, CA
  • 01/2019 → 12/2020
    American Independent Securities Group
    Eagle, ID
  • 08/2021 → 01/2022
    Meridian, ID
  • 01/2021 → 07/2021
    Unemployed
    Meridian, ID
  • 04/2022 → 09/2022
    Cadaret Grant & Co., Inc.
    Syracuse, NY
  • 01/2022 → 04/2022
    Unemployed
    Meridian, ID
  • 09/2022 → 12/2022
    Meridian, ID
  • 03/2023 → Present
    Milwaukee, WI
  • 02/2023 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2023 → Present
    Manpower
    Milwaukee, WI
Previous Registrations
  • 2022-10-07 → 2022-12-31
    San Diego, CA
    Meridian, ID
  • 2022-04-13 → 2022-09-13
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
  • 2021-08-09 → 2022-01-03
    Meridian, ID
    Fort Mill, SC
  • 2019-01-23 → 2020-12-31
    Eagle, ID
    Eagle, ID
  • 2015-01-23 → 2018-03-07
    Scottrade Investment Management
    Saint Louis, MO
    Westminster, CO
  • 2011-08-26 → 2013-04-02
    National Planning Corporation
    Denver, CO
  • 2010-02-25 → 2011-07-26
    Osaic Services, Inc.
    Scottsdale, AZ
  • 2008-11-24 → 2009-12-22
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-11-21
  • S66 Uniform Combined State Law Examination
    2008-11-21
Other Names
  • Marina Maranatha Sawamura

View on SEC IAPD

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