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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2017-11-07
  • VA RA
    APPROVED
    Since 2017-11-07

Branch Locations

9910 Main Street, Fairfax, VA 22031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Union Bank And Trust Culpepper VA 10/2007 11/2016
Raymond James Financial Services, Inc. Culpeper VA 06/2014 10/2016
Old Dominion Capital Management, Inc. Charlottesville VA 11/2016 11/2017
Raymond James Financial Services, Inc Fairfax VA 11/2017 Present
Raymond James Financial Services Advisor Inc Fairfax VA 11/2017 Present
Union Bank And Trust Culpepper VA 11/2017 05/2019
Middleburg Financial Fredericksburg VA 05/2019 02/2021
Atlantic Union Bank Fairfax VA 03/2021 Present
  • 10/2007 → 11/2016
    Union Bank And Trust
    Culpepper, VA
  • 06/2014 → 10/2016
    Raymond James Financial Services, Inc.
    Culpeper, VA
  • 11/2016 → 11/2017
    Old Dominion Capital Management, Inc.
    Charlottesville, VA
  • 11/2017 → Present
    Raymond James Financial Services, Inc
    Fairfax, VA
  • 11/2017 → Present
    Raymond James Financial Services Advisor Inc
    Fairfax, VA
  • 11/2017 → 05/2019
    Union Bank And Trust
    Culpepper, VA
  • 05/2019 → 02/2021
    Middleburg Financial
    Fredericksburg, VA
  • 03/2021 → Present
    Atlantic Union Bank
    Fairfax, VA
Previous Registrations
  • 2016-12-01 → 2017-10-13
    Old Dominion Capital Management Inc.
    Alexandria, VA
    Charlottesville, VA
  • 2014-07-17 → 2016-10-24
    Culpeper, VA
  • 2014-01-21 → 2014-06-18
    Culpeper, VA
  • 2011-11-10 → 2014-01-21
    Cetera Investment Services Llc
    Culpeper, VA
  • 2008-05-23 → 2011-11-10
    Uvest Financial Services Group, Inc.
    Fredericksburg, VA
    Charlotte, NC
    Culpeper, VA
  • 2008-01-14 → 2008-05-28
    Raymond James Financial Services, Inc.
    Culpeper, VA
Other Businesses

(1)Name of Business: Atlantic Union Bank Wealth Management/Atlantic Union Financial Consultants, LLC Address: 9910 Main St, Fairfax, VA, 22031, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Wealth Relationship Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-05
  • S66 Uniform Combined State Law Examination
    2008-01-05
Other Names
  • Tiffany N Ung
  • Tiffany Ngoc Ung
  • Tiffany Ngoc Ung
  • Tiffany Ung Hawkins

View on SEC IAPD

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