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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-10
NY RA APPROVED 2021-06-29
  • FL RA
    APPROVED
    Since 2026-02-10
  • NY RA
    APPROVED
    Since 2021-06-29

Branch Locations

Pointe Au Baril • Canada

9180 Brendan Preserve Court, Bonita Springs, FL 34135 • United States

345 Delaware Avenue Suite 2B, Delmar, NY 12054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 07/2003 Present
Previous Registrations
  • 1997-07-22 → 2003-01-28
    Nathan & Lewis Securities, Inc.
    Slingerlands, NY
Other Businesses

1. Fixed insurance sales, as of 2003, conducted at branch, investment related. 2. Renting real estate property located in Slingerland, NY, as of 2003, 0% of time spent during business hours, not conduct at branch location, not investment related. 3. Bryant Asset Protection, Inc., vice president & co-owner of private entity created for insurance business, as of 2009, 2% of time spent during business hours, conducted at branch, investment related. 4. Owner, Ravines Capital, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 03/29/2023; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-05-11
  • S63 Uniform Securities Agent State Law Examination
    1982-05-11
Designations

View on SEC IAPD

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