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Alan Barry Segal

Steward Partners Investment Advisory, LLC

Stamford, CT

Raleigh, NC

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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-05-31
  • NC RA
    APPROVED
    Since 2024-05-31

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

4509 Creedmoor Road Suite 201, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Raleigh NC 09/2005 03/2020
Ameriprise Financial Services, Llc Raleigh NC 03/2020 05/2024
Steward Partners Global Advisory, Llc Raleigh NC 05/2024 Present
Steward Partners Investment Solutions, Llc Raleigh NC 05/2024 Present
Steward Partners Investment Advisory, Llc Raleigh NC 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-29
S63 Uniform Securities Agent State Law Examination 1984-01-27
  • S66 Uniform Combined State Law Examination
    2003-12-29
  • S63 Uniform Securities Agent State Law Examination
    1984-01-27
Designations
Other Names
  • Alan B Segal

View on SEC IAPD

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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
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