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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-19 |
| CA | RA | APPROVED | 2013-11-01 |
Branch Locations
500 Cypress Street Suite S-15, Pismo Beach, CA 93449 • United States
500 Cypress St. Suite S-15, Pismo Beach, CA 93449 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-06-18 |
Branch Locations
500 Cypress St. Suite S-15, Pismo Beach, CA 93449 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sierra Shore Financial | Arroyo Grande | CA | 06/2003 | Present |
| Independent Financial Group, Llc | Arroyo Grande | CA | 05/2003 | Present |
(1) SIERRA SHORE FINANCIAL POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 06/17/2003 ADDRESS: 500 Cypress Street, Suite S-15, Pismo Beach CA 93449, United States DESCRIPTION: 100% OWNER & IAR OF SIERRA SHORE FINANCIAL, A CA REGISTERED INVESTMENT ADVISOR OFFERING ADVISORY SERVICES (2) HOLLETT INSURANCE SERVICES POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2020 ADDRESS: 500 Cypress Street, Suite S-15, Pismo Beach CA 93449, United States DESCRIPTION: Insurance sales and service for life, and health insurance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-04 |
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