Edward Alan Hollett

Employer firm

Independent Financial Group, LLC CRD 7717

$12.9B regulatory AUM 301 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → Present
  Sierra Shore Financial
  Arroyo Grande, CA
• 05/2003 → Present
  Independent Financial Group, Llc
  Arroyo Grande, CA

Previous Registrations

• 1998-12-15 → 2003-05-06
  Sentra Securities Corporation
  Bakersfield, CA

Other Businesses

(1) SIERRA SHORE FINANCIAL POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 06/17/2003 ADDRESS: 500 Cypress Street, Suite S-15, Pismo Beach CA 93449, United States DESCRIPTION: 100% OWNER & IAR OF SIERRA SHORE FINANCIAL, A CA REGISTERED INVESTMENT ADVISOR OFFERING ADVISORY SERVICES (2) HOLLETT INSURANCE SERVICES POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/29/2020 ADDRESS: 500 Cypress Street, Suite S-15, Pismo Beach CA 93449, United States DESCRIPTION: Insurance sales and service for life, and health insurance.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-04-01
• S63 Uniform Securities Agent State Law Examination
  1993-06-04

Other Names

• Edward Alan Hollet
• Edward Alan Hollet