Michael Jay Freiman

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2021-11-10
TX	RA	APPROVED_RES	2012-12-05
DC	RA	APPROVED	2009-06-01

MD RA
APPROVED

Since 2021-11-10
TX RA
APPROVED_RES

Since 2012-12-05
DC RA
APPROVED

Since 2009-06-01

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Swanton, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Washington	DC	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Washington, DC
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2006-02-21 → 2009-06-01

Citigroup Global Markets Inc.

Washington, DC

New York, NY

Washington, DC
1993-12-15 → 2006-02-21

Legg Mason Wood Walker, Incorporated

Washington, DC

Other Businesses

1.Zuma4Productions; Investment related: Yes; Malibu, CA; commercial/music video/film production; Director(proprietor, partner, officer, director, employee, trustee, agent); Mar 2018; During business hours: 0; After business hours: 0; 2. *314259 - Field of Firsts Foundation; Investment related No; College Park, Maryland; Charitable, Non-Profit, Private Foundation; Board Member, Officer (non-board member), Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2017; During business hours: 0; After business hours: 5; Fundraising, Business Development/Growth, Check Signing/Funds Disbursements *656458- University of Maryland College Park Foundation; Investment related: No; College Park, Maryland; Public Schools; Investment Committee, Committee Member (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 2; After business hours: 0; Investment Decisions/Advice

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-05
S63	Uniform Securities Agent State Law Examination	1981-06-10

S65 Uniform Investment Adviser Law Examination

1994-04-05
S63 Uniform Securities Agent State Law Examination

1981-06-10

View on SEC IAPD