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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-30 |
| IL | RA | APPROVED | 1998-01-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Decatur | IL | 11/1988 | Present |
1.RENTAL PROPERTY , MONROE COUNTY IL, OWNER, 1 HOUR PER QUARTER, NON-BUSINESS HOURS. 2. Farm owner, Shelby county, Illinois; Agriculture; affiliation started 04/22/1977; 1 hour per year; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1981-03-30 |
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