Best Investors Account Sign in
Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-30
IL RA APPROVED 1998-01-02
  • TX RA
    APPROVED_RES
    Since 2019-07-30
  • IL RA
    APPROVED
    Since 1998-01-02

Branch Locations

415 N. Franklin, Decatur, IL 62523 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Decatur IL 11/1988 Present
Other Businesses

1.RENTAL PROPERTY , MONROE COUNTY IL, OWNER, 1 HOUR PER QUARTER, NON-BUSINESS HOURS. 2. Farm owner, Shelby county, Illinois; Agriculture; affiliation started 04/22/1977; 1 hour per year; not during securities trading hours; not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-17
S63 Uniform Securities Agent State Law Examination 1981-03-30
  • S65 Uniform Investment Adviser Law Examination
    1998-03-17
  • S63 Uniform Securities Agent State Law Examination
    1981-03-30

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Decatur, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor