Morgan Elyse Kennedy

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → Present
  Bank Of America, N.A.
  Dallas, TX
• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Previous Registrations

• 2003-10-07 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Dallas, TX
  Dallas, TX

Other Businesses

Entity Type: For ProfitName: EKOLU KA'AINA LLCAddress: DALLAS, TX 75230;Position: PartnerSTART DATE: 12/15/06HOURS PER MONTH: 1HOURS DURING SECURITIES TRADING HOURS: 0Duties: FAMILY LLC ESTABLISHED FOR THE SOLE PURPOSES OF REAL ESTATE INVESTMENT. PARTNER IN FAMILY LLC.

Exams

• S66 Uniform Combined State Law Examination
  2003-08-11
• S63 Uniform Securities Agent State Law Examination
  2002-06-24

Other Names

• Morgan Elyse Thompkins