Edward J Nolan

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED_RES	1991-12-17

NY RA
APPROVED

Since 2021-04-19
TX RA
APPROVED_RES

Since 1991-12-17

Branch Locations

Westhampton, NY • United States

69 State St, Albany, NY 12207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Albany	NY	12/1980	Present
Bank Of America, N.A.	Albany	NY	07/2011	Present

12/1980 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Albany, NY
07/2011 → Present

Bank Of America, N.A.

Albany, NY

Other Businesses

I*118523 For profit or not for profit: Non-Profit Organization Name of outside business organization: the edward and teresa nolan family foundation inc. Investment related: N Address of business: westhampton, New York 11977 Nature of business: Charitable Organization, Position, title, association: Director, Start date of relationship: 10/24/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: charitable gifting--my responsibilities will be choosing with the other director's which Charities the entity will gift to

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-04-09

S63 Uniform Securities Agent State Law Examination

1981-04-09

View on SEC IAPD