L Marc Shegoski

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → Present
  Ubs Financial Services Inc.
  Princeton, NJ

Other Businesses

RIDER UNIVERSITY BUSINESS SCHOOL; 2083 Lawrenceville Rd, Lawrenceville, NJ 08648; Teach one class affiliated with the business school on entrepreneurship; teach one class at the business school; 9/4/2018; Business hours per month: 1 hour per week for 6 weeks each 3 months of school // NAI; 4 Independence Way, Princeton, NJ 08540; Commercial real estate brokerage; Member of Board of directors; board member, committee member; 6/1/1993; Business hours per month: Yes // XYBION Inc; 201 Littleton Rd, Morris Plains, NJ 07950; pharmaceutical testing software; Member of Board of directors; General Board of Directors-guide owner/CEO; 4/20/2015; Business hours per month: Yes // MICROBES BIOSCIENCES; 1544 Sawdust Rd, #505, The Woodlands, TX 77380; Biotech company that specializes in microbial technologies to enhance oil production, accelerate biomediation of contaminated soils and water; Advisor or advisory group member if advice given may influence an officer/board; board member; 5/9/2018; Business hours per month: Yes // GREENWOOD HOUSE FOUNDATION; 51 Walter St, Ewing, NJ 08628; Foundation/Health Care & Pharmaceuticals; Charitable Nursing Home and Hospice; Member of a committee with management or supervisory functions; Chairman of the Foundation Investment Committee; Start Date 01/01/2017; 3 meetings a year

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-12-28
• S63 Uniform Securities Agent State Law Examination
  1983-05-10