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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-06-23
TX RA APPROVED_RES 2026-06-23
  • NJ RA
    APPROVED
    Since 2026-06-23
  • TX RA
    APPROVED_RES
    Since 2026-06-23

Branch Locations

161 Washington Valley Road Suite 205, Warren, NJ 07059 • United States

123 S. Avenue E 3Rd Floor [Satellite], Westfield, NJ 07090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Westfield NJ 02/2012 01/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2022
Lpl Financial Florham Park NJ 01/2022 06/2026
Morgan Stanley Private Bank, N.A New York NY 01/2015 01/2022
Wells Fargo Advisors Financial Network, Llc Westfield NJ 06/2026 Present
  • 02/2012 → 01/2022
    Morgan Stanley Smith Barney
    Westfield, NJ
  • 01/2015 → 01/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2022 → 06/2026
    Lpl Financial
    Florham Park, NJ
  • 01/2015 → 01/2022
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 06/2026 → Present
    Westfield, NJ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-07-10
  • S63 Uniform Securities Agent State Law Examination
    1981-07-10

View on SEC IAPD

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