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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-23 |
| TX | RA | APPROVED_RES | 2026-06-23 |
Branch Locations
161 Washington Valley Road Suite 205, Warren, NJ 07059 • United States
123 S. Avenue E 3Rd Floor [Satellite], Westfield, NJ 07090 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Westfield | NJ | 02/2012 | 01/2022 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 01/2022 |
| Lpl Financial | Florham Park | NJ | 01/2022 | 06/2026 |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2015 | 01/2022 |
| Wells Fargo Advisors Financial Network, Llc | Westfield | NJ | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-07-10 |
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