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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-11-03 |
| TX | RA | APPROVED_RES | 2017-11-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Pepper Pike | OH | 06/2009 | 10/2017 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pepper Pike | OH | 11/2017 | Present |
| Bank Of America, N.A. | Pepper Pike | OH | 11/2017 | Present |
Rental Property - Old Tannery Trail - Chagrin Falls, Ohio I*110369Non-Profit Organization The City Club of Cleveland N Cleveland, Ohio 44114Charitable Organization, Director, Start date of relationship: 8/1/20172 hour(s) Monthly Number of hours devoted during trading hours: 1The City Club serves Greater Cleveland, the State of Ohio, and the nation with programs that convene leaders, engage citizens and provide all of our communities with opportunities to learn and participate in spirited dialogue on the issues that shap I*110382NON-PROFIT ORGANIZATIONSWAT RELIEF INITIATIVENPENNINGTON, NEW JERSEY 8534CHARITABLE ORGANIZATION,ADVISORY BOARD MEMBER, 5/1/20091 HOUR(S) QUARTERLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0TO EMPOWER WOMEN IN SWAT PAKISTANI*110381NON-PROFIT ORGANIZATIONAMERICAN RED CROSS GREATER CLEVELAND CHAPTERNCLEVELAND, OHIO 44115CHARITABLE ORGANIZATION,ADVISORY BOARD MEMBER, 11/1/20102 HOUR(S) MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 1THE AMERICAN RED CROSS PREVENTS AND ALLEVIATES HUMAN SUFFERING IN THE FACE OF EMERGENCIES BY MOBILIZING THE POWER OF VOLUNTEERS AND THE GENEROSITY OF DONORS. I*110378Non-Profit Organization The Diversity Center of NE Ohio N Shaker Hts, Ohio 44122Charitable Organization, Director, 7/1/19952 hour(s) Monthly1The Diversity Center is dedicated to eliminating bias, bigotry, and racism. I*112323Non-Profit Organization University Hospital Connor Integrative Health Net Investment related: N Warrensville Heights, Ohio 44128Charitable Organization, Committee Member, /1/20182 hour(s) Quarterl yNumber of hours devoted during trading hours: 0Alternative Medicine. Advisory Board Function is to help them make it user friendly.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1981-06-02 |
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