Richard Francis Disammartino

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 11/2016
  Wells Fargo Advisors, Llc
  Jenkintown, PA
• 11/2016 → 03/2024
  Wells Fargo Clearing Services, Llc
  Jenkintown, PA
• 03/2024 → Present
  Lpl Financial Llc
  North Venice, FL

Previous Registrations

• 2014-08-11 → 2024-03-11
  Wells Fargo Clearing Services, Llc
  Jenkintown, PA
• 2007-11-02 → 2014-08-15
  Stifel, Nicolaus & Company, Incorporated
  Marlton, NJ

Other Businesses

1- 01/2024 / Maggie's Farm Woodworks / Business Owner / Not Investment Related / 24 hrs mth / Start date: 01/03/1989 2. 05/10/2024 - RFD Financial Advisors INC - DBA for LPL Business (entity for LPL business) - Inv. Related - Start Date 03/01/2024 - 1hr/mth - RFD Financial Advisors INC

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-11-01
• S63 Uniform Securities Agent State Law Examination
  1982-08-04

Other Names

• Richard Francis Disammartino
• Richard Francis Disamartino
• Richard F Disammartino
• Richard Francis Disammartino
• Richard Francis Disammartino