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Current Employers
Muller & Monroe Asset Management,Llc

180 N. Stetson Avenue Suite 1320, Chicago, IL 60601-6820 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2004-11-23
  • IL RA
    APPROVED
    Since 2004-11-23

Branch Locations

180 N. Stetson Ave. Suite 1320, Chicago, IL 606101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Muller & Monroe Asset Management, Llc. Chicago IL 07/1999 Present
Wannamaker Pond, Llc Chicago IL 05/2015 Present
  • 07/1999 → Present
    Muller & Monroe Asset Management, Llc.
    Chicago, IL
  • 05/2015 → Present
    Wannamaker Pond, Llc
    Chicago, IL
Previous Registrations
  • 2004-11-29 → 2017-11-20
    Illinois Private Equity Fund-Of-Funds G.P., Llc
    Chicago , IL
Other Businesses

1)SINCE JULY 1999, MR. RICE HAS SERVED AS PRESIDENT OF MULLER & MONROE ASSET MANAGEMENT, LLC, A REGISTERED INVESTMENT ADVISOR. MR. RICE'S ACTIVITIES INCLUDE, BUT ARE NOT LIMITED TO, OVERSEEING ALL FUNCTIONS OF THE FIRM INCLUDING INVESTMENTS, SALES AND MARKETING, FINANCIAL REPORTING, AND BACK OFFICE. MR. RICE WILL SPLIT HIS TIME APPROXIMATELY 50%/50% BETWEEN SUPERVISING THE INVESTING, BACK OFFICE AND CLIENT SERVICE ACTIVITIES OF MULLER & MONROE ASSET MANAGEMENT AND THE SALES AND MARKETING ACTIVITIES OF WANNAMAKER POND, LLC. 2) MR. RICE IS THE MANAGING MEMBER OF THE RICE GROUP LTD. HE HAS HELD THIS ROLE SINCE NOVEMBER 1986. 3) SINCE SEPTEMBER 2012, MR. RICE HAS SERVED AS A BOARD MEMBER FOR THE CHICAGO COOK WORKFORCE INVESTMENT BOARD LOCATED AT 69 W. WASHINGTON STREET, SUITE 2860, CHICAGO, IL 60602. THE BOARD IS A FEDERALLY MANDATED BODY THAT OVERSEES THE INVESTMENT OF THE REGION'S ANNUAL WORKFORCE INVESTMENT ACT ALLOCATION FROM THE U.S DEPARTMENT OF LABOR. MR. RICE ATTENDS MEETINGS AT THE BAORD TO DISCUSS PARTNERSHIPS AND THE DEVELOPMENT OF PROGRAMS IN THE CHICAGOLAND REGION. MR. RICE DEVOTES 5 HOURS PER MONTH TO THIS OUTSIDE BUSINESS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-03-24
S65 Uniform Investment Adviser Law Examination 2004-10-08
  • S63 Uniform Securities Agent State Law Examination
    2016-03-24
  • S65 Uniform Investment Adviser Law Examination
    2004-10-08
Other Names
  • S. Andre Rice
  • Sherman Andre Rice
  • S Andre Rice

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