Best Investors
Account
Sign in
180 N. Stetson Avenue Suite 1320, Chicago, IL 60601-6820 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2004-11-23 |
Branch Locations
180 N. Stetson Ave. Suite 1320, Chicago, IL 606101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Muller & Monroe Asset Management, Llc. | Chicago | IL | 07/1999 | Present |
| Wannamaker Pond, Llc | Chicago | IL | 05/2015 | Present |
1)SINCE JULY 1999, MR. RICE HAS SERVED AS PRESIDENT OF MULLER & MONROE ASSET MANAGEMENT, LLC, A REGISTERED INVESTMENT ADVISOR. MR. RICE'S ACTIVITIES INCLUDE, BUT ARE NOT LIMITED TO, OVERSEEING ALL FUNCTIONS OF THE FIRM INCLUDING INVESTMENTS, SALES AND MARKETING, FINANCIAL REPORTING, AND BACK OFFICE. MR. RICE WILL SPLIT HIS TIME APPROXIMATELY 50%/50% BETWEEN SUPERVISING THE INVESTING, BACK OFFICE AND CLIENT SERVICE ACTIVITIES OF MULLER & MONROE ASSET MANAGEMENT AND THE SALES AND MARKETING ACTIVITIES OF WANNAMAKER POND, LLC. 2) MR. RICE IS THE MANAGING MEMBER OF THE RICE GROUP LTD. HE HAS HELD THIS ROLE SINCE NOVEMBER 1986. 3) SINCE SEPTEMBER 2012, MR. RICE HAS SERVED AS A BOARD MEMBER FOR THE CHICAGO COOK WORKFORCE INVESTMENT BOARD LOCATED AT 69 W. WASHINGTON STREET, SUITE 2860, CHICAGO, IL 60602. THE BOARD IS A FEDERALLY MANDATED BODY THAT OVERSEES THE INVESTMENT OF THE REGION'S ANNUAL WORKFORCE INVESTMENT ACT ALLOCATION FROM THE U.S DEPARTMENT OF LABOR. MR. RICE ATTENDS MEETINGS AT THE BAORD TO DISCUSS PARTNERSHIPS AND THE DEVELOPMENT OF PROGRAMS IN THE CHICAGOLAND REGION. MR. RICE DEVOTES 5 HOURS PER MONTH TO THIS OUTSIDE BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-03-24 |
| S65 | Uniform Investment Adviser Law Examination | 2004-10-08 |
Reach out to this advisor