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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-04-17
TX RA APPROVED_RES 2016-08-04
NJ RA APPROVED 2008-11-12
OH RA APPROVED 2008-10-17
PA RA APPROVED 2005-08-08
  • FL RA
    APPROVED
    Since 2023-04-17
  • TX RA
    APPROVED_RES
    Since 2016-08-04
  • NJ RA
    APPROVED
    Since 2008-11-12
  • OH RA
    APPROVED
    Since 2008-10-17
  • PA RA
    APPROVED
    Since 2005-08-08

Branch Locations

1717 Arch Street 21St Floor, Philadelphia, PA 19103 • United States

Sarasota, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Inc. Philadelphia PA 11/1992 Present
  • 11/1992 → Present
    Janney Montgomery Scott Inc.
    Philadelphia, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-23
S63 Uniform Securities Agent State Law Examination 1981-03-26
  • S65 Uniform Investment Adviser Law Examination
    1999-06-23
  • S63 Uniform Securities Agent State Law Examination
    1981-03-26
Designations
Other Names
  • Jon Leise
  • Jonathon Carson Leise

View on SEC IAPD

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