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Current Employers
Seacrest Wealth Management, Llc

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-01-04
  • IL RA
    APPROVED
    Since 2016-01-04

Branch Locations

Lake Bluff, IL • United States

3000 Westchester Avenue Suite 206, Purchase, NY 10577 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Seacrest Wealth Management, Llc Purchase NY 11/2015 Present
Previous Registrations
  • 2008-01-01 → 2015-09-03
    Lake Forest, IL
  • 2002-05-07 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lake Forest, IL
    St. Louis, MO
    Lake Forest, IL
Other Businesses

1. RENTAL PROPERTY; INVESTMENT RELATED; ARUBA, NV; OWNER; START DATE 4/2012; 0 HRS PER MONTH. 2. LEE NYSTED MUSIC, NON INVESTMENT-RELATED, LAKE BLUFF IL, MUSIC SALE ONLINE, 0 HRS/MONTH

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-28
S63 Uniform Securities Agent State Law Examination 1981-04-16
  • S65 Uniform Investment Adviser Law Examination
    1998-08-28
  • S63 Uniform Securities Agent State Law Examination
    1981-04-16
Other Names
  • Lee A Nysted

View on SEC IAPD

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