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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-05-05
  • FL RA
    APPROVED
    Since 2009-05-05

Branch Locations

350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301 • United States

North Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Miami FL 04/2009 03/2020
Ameriprise Financial Services, Llc Ft Lauderdale FL 03/2020 Present
Previous Registrations
Other Businesses

Board of Directors; american jewish committee; board member; 9350 south dadeland blvd., , Miami, FL, 33156; Not Investment-Related; 08/01/2018; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1981-03-27
  • S63 Uniform Securities Agent State Law Examination
    1981-03-27

View on SEC IAPD

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