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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-02-14 |
Branch Locations
805 S Church St Suite 9, Murfreesboro, TN 37130 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self-Employed | Murfeesboro | TN | 04/1982 | Present |
| Indianapolis Life | Murfreesboro | TN | 05/1984 | Present |
| Invest Financial Corporation | Tampa | FL | 07/2006 | 02/2018 |
| Lpl Financial Llc | Murfreesboro | TN | 02/2018 | Present |
1. 02/14/2018 - RUCKART ASSOC INC/RAI - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/77 - 100 Hours Per Month/100 Hours During Securities Trading. 2. 02/14/2018 - RAI Advisors Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 02/14/2018 - JEFFERSON CAP MANAGEMENT - Not Investment Related - Home Based & TN Dekalb County - Real Estate Rental - Family limited partnership which owns real estate. 4. 5/29/2018 - RAI Advisors - DBA: RAI Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/17/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 5. 2/18/2021 - Cost Segregation Specialists - Not Investment Related - At Reported Business Location(s) - Other-Referral - Start Date: 6/1/2020 - 1 Hour Per Month/0 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-04-09 |
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