Mark Kevin Phillips

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2007-03-06

CO RA
APPROVED

Since 2007-03-06

Branch Locations

Highlands Ranch, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Business Men'S Assurance	Denver	CO	12/1991	Present
New York Life Ins Co	Denver	CO	08/1996	Present
Nylife Securities Inc.	Denver	CO	08/1996	Present

12/1991 → Present

Business Men'S Assurance

Denver, CO
08/1996 → Present

New York Life Ins Co

Denver, CO
08/1996 → Present

Nylife Securities Inc.

Denver, CO

Other Businesses

I AM APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS 2-4 HRS, 7% OWNER OF PHILLIPS FARM INC, OUR FAMILY FARM. THIS HAS NOTHING TO DO WITH INSURANCE OR INVESTMENTS AND REQUIRES MY PARTICIPATION IN A ONE HOUR MEETING ANNUALLY.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1981-04-04

S63 Uniform Securities Agent State Law Examination

1981-04-04

Designations

Chartered Financial Consultant

Other Names

Mark K Phillips

View on SEC IAPD