Gene E Foley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2016
  Wells Fargo Advisors, Llc
  Vancouver, WA
• 11/2016 → 12/2021
  Wells Fargo Clearing Services, Llc
  Vancouver, WA
• 12/2021 → Present
  Lpl Financial Llc
  Portland, OR

Previous Registrations

• 2016-06-13 → 2021-12-07
  Wells Fargo Clearing Services, Llc
  Vancouver, WA
• 2011-04-26 → 2016-06-15
  Ameriprise Financial Services, Llc
  Vancouver, WA
• 2009-06-01 → 2011-04-29
  Morgan Stanley
  Portland, OR
• 2007-01-09 → 2009-06-01
  Citigroup Global Markets Inc.
  Portland, OR

Other Businesses

1)12/01/2021 - Tiger Success - Owner - Blog Owner - Non-Inv Rel - Portland, OR - Start: 2014 2)12/01/2021 - Fit Club Napoleon - Owner - Personal Blog Focused on Self Development and Fitness - Non-Inv Rel - Portland, OR - Start: 2017

Exams

• S66 Uniform Combined State Law Examination
  2007-01-08
• S63 Uniform Securities Agent State Law Examination
  1984-11-06

Other Names

• Gene J Foley
• Gene Emery Foley
• Gene E Foley
• Gene E Foley Jr