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120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2010-07-14 |
Branch Locations
120 Eagle Rock Ave Suite 300, East Hanover, NJ 07936 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Gms Group, Llc | East Hanover | NJ | 04/2006 | 12/2020 |
| The Gms Group, Llc | East Hanover | NJ | 01/2021 | Present |
GMS GROUP HOLDINGS CORP. 120 Eagle Rock Ave., Ste 300, East Hanover, NJ 07936. IT IS A HOLDING COMPANY. MY TITLES ARE PRESIDENT AND DIRECTOR. MY DUTIES ARE BOTH ADMINISTRATIVE AND CORPORATE. I DEVOTE ONE HOUR A WEEK DURING SECURITIES TRADING HOURS. I DO NOT RECEIVE COMPENSATION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1983-01-25 |
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