Ann Marie Elizabeth Etergino

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2008 → Present
  Rbc Capital Markets, Llc
  Chevy Chase, MD
• 05/2017 → Present
  City National Bank
  Chevy Chase, MD

Other Businesses

(1) COLLEGIATE DIRECTIONS; ADDRESS: BETHESDA, MD' NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NOT FOR PROFIT TO BENEFIT FIRST GENERATION COLLEGE KIDS; CAPACITY: BOARD OF DIRECTORS; START DATE: 1/1/2006; DUTIES: FUNDRAISING; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) NATIONAL CATHEDRAL SCHOOL; ADDRESS: MOUNT ST. ALBAN, WASHINGTON DC, 20016; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PRIVATE SCHOOL; CAPACITY: INVESTMENT COMMITTEE; START DATE: 11/17/2011; DUTIES: REVIEW INVESTMENT; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) WOMEN FOR WOMEN; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 11/17/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: CONSULTANT, FUND RAISING; HOURS DEVOTED PER WEEK: 0.5; HOURS DEVOTED DURING SECURITIES HOURS: 0. (4) ROCKHALL LLC.; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: OWNS FAMILY CABIN PROPERTY ON EASTERN SHORE; CAPACITY: OWNER-PASSIVE; START DATE: 10/1/2004; DUTIES: PASSIVE BUT HAVE AUTHORITY TO PAY PROPERTY BILLS IF NEEDED; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (5) MARTHA'S TABLE; ADDRESS: 2375 ELVANS RD. SE. WASHINGTON, DC 20020; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: WE STAND ALONGSIDE WASHINGTONIANS DAY-IN AND DAY-OUT ON BOTH SIDES OF THE ANACOSTIA RIVER; CAPACITY: BOARD OF DIRECTORS; START DATE: 12/01/22; DUTIES: TO RAISE MONEY AND AWARENESS; HOURS DEVOTED PER WEEK: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-11-08
• S63 Uniform Securities Agent State Law Examination
  1981-03-16

Other Names

• Annmarie Etergino
• Ann Marie Etertino