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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-03-11
MD RA APPROVED 2009-08-26
  • TX RA
    APPROVED_RES
    Since 2015-03-11
  • MD RA
    APPROVED
    Since 2009-08-26

Branch Locations

5425 Wisconsin Avenue Suite 301, Chevy Chase, MD 20815-3552 • United States

Chevy Chase, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Chevy Chase MD 03/2008 Present
City National Bank Chevy Chase MD 05/2017 Present
Other Businesses

(1) COLLEGIATE DIRECTIONS; ADDRESS: BETHESDA, MD' NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NOT FOR PROFIT TO BENEFIT FIRST GENERATION COLLEGE KIDS; CAPACITY: BOARD OF DIRECTORS; START DATE: 1/1/2006; DUTIES: FUNDRAISING; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (2) NATIONAL CATHEDRAL SCHOOL; ADDRESS: MOUNT ST. ALBAN, WASHINGTON DC, 20016; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: PRIVATE SCHOOL; CAPACITY: INVESTMENT COMMITTEE; START DATE: 11/17/2011; DUTIES: REVIEW INVESTMENT; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (3) WOMEN FOR WOMEN; BUSINESS DESCRIPTION: NON-PROFIT; NOT INVESTMENT RELATED; START DATE: 11/17/2011; CAPACITY: BOARD OF DIRECTORS; DUTIES: CONSULTANT, FUND RAISING; HOURS DEVOTED PER WEEK: 0.5; HOURS DEVOTED DURING SECURITIES HOURS: 0. (4) ROCKHALL LLC.; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: OWNS FAMILY CABIN PROPERTY ON EASTERN SHORE; CAPACITY: OWNER-PASSIVE; START DATE: 10/1/2004; DUTIES: PASSIVE BUT HAVE AUTHORITY TO PAY PROPERTY BILLS IF NEEDED; HOURS DEVOTED PER MONTH: 0; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (5) MARTHA'S TABLE; ADDRESS: 2375 ELVANS RD. SE. WASHINGTON, DC 20020; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: WE STAND ALONGSIDE WASHINGTONIANS DAY-IN AND DAY-OUT ON BOTH SIDES OF THE ANACOSTIA RIVER; CAPACITY: BOARD OF DIRECTORS; START DATE: 12/01/22; DUTIES: TO RAISE MONEY AND AWARENESS; HOURS DEVOTED PER WEEK: 4; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-08
S63 Uniform Securities Agent State Law Examination 1981-03-16
  • S65 Uniform Investment Adviser Law Examination
    1993-11-08
  • S63 Uniform Securities Agent State Law Examination
    1981-03-16
Other Names
  • Annmarie Etergino
  • Ann Marie Etertino

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