Steven Lane Dobler

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-03-17

FL RA
APPROVED

Since 2026-03-17

Branch Locations

Lithia, FL • United States

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Lithia, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Independent Advisors, Llc	Riverview	FL	08/2005	03/2026
Osaic Wealth	Scottsdale	AZ	03/2026	Present

08/2005 → 03/2026

Stifel Independent Advisors, Llc

Riverview, FL
03/2026 → Present

Osaic Wealth

Scottsdale, AZ

Previous Registrations

2002-05-24 → 2026-03-25

Stifel Independent Advisors, Llc

Lithia, FL

Riverview, FL

St. Louis, MO

Other Businesses

DOBLER ASSET MANAGEMENT LLC POSITION: owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/20/2004 ADDRESS: PO Box 1025, 10511 Mary Rose Way, Lithia FL 33547, United States DESCRIPTION: Sales

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-07-09
S63	Uniform Securities Agent State Law Examination	1981-03-31

S65 Uniform Investment Adviser Law Examination

1999-07-09
S63 Uniform Securities Agent State Law Examination

1981-03-31

Designations

Chartered Financial Consultant

View on SEC IAPD