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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-03-24
  • OH RA
    APPROVED
    Since 2020-03-24

Branch Locations

388 South Main Street Suite 400, Akron, OH 44311 • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Theo H. Woods & Assoc Akron OH 10/1981 Present
Mutual Service Corporation Akron OH 05/1984 03/2020
Prospera Financial Services, Inc. Dallas TX 09/2012 03/2020
International Assets Advisory, Llc Akron OH 03/2020 Present
International Assets Investment Management, Llc Akron OH 03/2020 Present
Previous Registrations
Other Businesses

1) WOODS ASSOCIATES 388 SOUTH MAIN STREET, SUITE 400, AKRON, OH 44311 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - OWNER SINCE 10/1981 - APPROX 30 HRS/MO - COMMISSIONS/DRAW 2) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 111 N. ORANGE AVENUE, SUITE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS, LLC - ADVISOR SINCE 4/2019 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 3) THE HOUSE OF THE LORD 1650 DIAGONAL ROAD, AKRON, OH 44320 - CHURCH - CHAIRMAN OF BOARD OF TRUSTEES SINCE 1988 - APPROX 1 HR/MO - NO COMPENSATION 4) THOTL MUSICIAN - 1650 DIAGONAL ROAD, AKRON, OH 44320 - VOLUNTEER MUSICIAN FOR CHURCH - APPROX 10 HRS/MO - FLAT FEE COMPENSATION 5) AKRON BAR ASSOCIATION, 57 S BROADWAY ST., AKRON, OH 44308 - GRIEVANCE COMMITTEE MEMBER, APPROX 4 HRS/MO - NO COMPENSATION 6) BBHCC - BRECKSVILL-BROADVIEW HRS COMMUNITY CHORUS, 100 STOKES LANE, HUDSON, OH 44236 - BOARD MEMBER SINCE 09/2025, APPROX 1 HR/MO - NO COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-13
S63 Uniform Securities Agent State Law Examination 1986-02-17
  • S66 Uniform Combined State Law Examination
    2009-11-13
  • S63 Uniform Securities Agent State Law Examination
    1986-02-17
Other Names
  • Theophilous H Woods
  • Theo Woods

View on SEC IAPD

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