Helene Marcia Naftali

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-03-18
CO	RA	APPROVED	2024-03-07
TX	RA	APPROVED_RES	2024-03-07

FL RA
APPROVED

Since 2024-03-18
CO RA
APPROVED

Since 2024-03-07
TX RA
APPROVED_RES

Since 2024-03-07

Branch Locations

Boca Raton, FL • United States

Denver, CO • United States

650 From Road Suite 225, Paramus, NJ 07652-3517 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Paramus	NJ	04/1994	03/2024
Rbc Capital Markets, Llc	Paramus	NJ	03/2024	Present

04/1994 → 03/2024

Ubs Financial Services Inc.

Paramus, NJ
03/2024 → Present

Rbc Capital Markets, Llc

Paramus, NJ

Previous Registrations

2002-06-20 → 2024-03-22

Ubs Financial Services Inc.

Paramus, NJ

Paramus, NJ

Boca Raton, FL

Denver, CO

Other Businesses

1) OneTrueZone / 489 Carlton Road Wyckoff, New Jersey 07481 / Foundation/ Education / Provide career coaching / Other / Founder and coach / Provide career training and coaching to high school and college students / Start Date 4/2/15 2) NAME OF ENTITY: Rental Property ADDRESS: 2701N Ocean Blvd apt 507E Boca Raton 33431 INVESTMENT/NOT INVESTMENT RELATED: BUSINESS DESCRIPTION: Rental Property START DATE: Jan 01, 2025 CAPACITY: Owner DUTIES: Renting Florida second home. HOURS DEVOTED PER MONTH: 0 - 4 hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 hours

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-04-04

S63 Uniform Securities Agent State Law Examination

1986-04-04

Other Names

Helene Marcia Schnitzer

View on SEC IAPD