Tim Lee Baker

Current Employers

Baker & Company Advisory Group Inc

363 S. Main St., Suite 500, Decatur, IL 62523 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	1997-09-22

IL RA
APPROVED

Since 1997-09-22

Branch Locations

363 S. Main St., Suite 500, Decatur, IL 62523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Baker And Company	Decatur	IL	08/1983	Present
First Allied Securities, Inc.	San Diego	CA	04/2011	Present
First Allied Advisory Services, Inc.	Chesterfield	MO	07/2012	Present

08/1983 → Present

Baker And Company

Decatur, IL
04/2011 → Present

First Allied Securities, Inc.

San Diego, CA
07/2012 → Present

First Allied Advisory Services, Inc.

Chesterfield, MO

Previous Registrations

2012-07-02 → 2018-09-04

First Allied Advisory Services, Inc.

Chesterfield, MO

Decatur, IL
2011-04-19 → 2012-07-02

First Allied Securities, Inc.

Decatur, IL

San Diego, CA
2004-05-13 → 2011-04-21

Next Financial Group, Inc.

Decatur, IL

Springfield, IL
1997-09-22 → 2002-12-31

Baker & Company Advisory Group Inc

Decatur, IL

Other Businesses

1)BAKER & COMPANY ADVISORY GROUP, INC., 160 HOURS MONTH, START APRIL 1987, TIM BAKER IS OWNER AND 100% OWNERSHIP. BAKER & COMPANY IS A REGISTERED INVESTMENT ADVISOR 2) BAKER & CO. INSURANCE SERVICES; SOLE PROP; INSURANCE (FIXED/LIFE/HEALTH/P&C); START DATE 06/01/2012; 12 HRS. PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-08-30
S63	Uniform Securities Agent State Law Examination	1992-02-03

S65 Uniform Investment Adviser Law Examination

1993-08-30
S63 Uniform Securities Agent State Law Examination

1992-02-03

Other Names

None None
None None None

View on SEC IAPD