John Franklin Swart

Current Employers

Employment History

• 11/1980 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Reston, VA
• 12/2009 → Present
  Bank Of America, N.A.
  Reston, VA

Other Businesses

(2)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SWART NW LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4025 JERMANTOWN RD, FAIRFAX, VIRGINIA 22030 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 1/1/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE LLC OWNS PROPERTY THAT IS UNDER LONG TERM LEASE. I HAVE NO DUTIES OTHER THAN DEPOSIT THE LEASE PYMT CHECKS DIRECTED TO ME. (3)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SWART SE LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4025 JERMANTOWN RD, FAIRFAX, VIRGINIA 22030 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 1/1/2013 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I COLLECT LEASE PAYMENTS MADE DIRECTLY TO ME AS PART OF A GIFT OF UNITS MADE TO ME BY MY FATHER, J. F. SWART JR. (4)FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT NAME OF OUTSIDE BUSINESS ORGANIZATION: S & S WAPLES MILL INVESTMENT RELATED: Y ADDRESS OF BUSINESS: FAIRFAX, VIRGINIA 22124 NATURE OF BUSINESS: LLC, COMMERCIAL REAL ESTATE POSITION, TITLE, ASSOCIATION: LIMITED PARTNER START DATE OF RELATIONSHIP: 12/25/2012 NUMBER OF HOURS DEVOTED PER MONTH: 0 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: FOR ESTATE PLANNING PURPOSES MY FATHER JOHN F. SWART JR HAS GIFTED UNITS OF THE S & S WAPLES MILL LTD LLC TO EACH OF HIS CHILDREN, OF WHICH I AM ONE. I*1372296 For profit or not for profit: Entity For Profit Name of outside business organization: Highlands of Warrenton, LLC. Investment related: N Address of business: Warrenton, Virginia, 20186, United States Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 6/29/2023 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , The property & business is a Hampton INN Hotel I*1372295 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Oakton, Virginia, 22124, United States Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 6/19/2023 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-10-03
• S63 Uniform Securities Agent State Law Examination
  1981-02-20

Other Names

• John Franklin Swart