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300 Drakes Landing Road Suite 210, Greenbrae, CA 94904 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-23 |
| CA | RA | APPROVED | 2017-09-07 |
Branch Locations
300 Drakes Landing Road Suite 210, Greenbrae, CA 94904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kcm Investment Advisors Llc | Greenbrae | CA | 11/2006 | Present |
1) EJ Interior Design; No; Tiburon, CA; Interior Design; CFO; CFO; April 1992; 5 hours per month; 0 hours per month during securities trading hours; advise on business management; cash flow. 2) Flat Tops Properties LLC; No; Phippsburg, CO; Property Ownership; Partner; Partner; December 2019; 5 hours per month; 0 hours per month during securities trading hours; management of retail property, cash flows, and banking relationships. 3) Flat Tops Ranch Supply LLC; Phippsburg, CO; No; Ranch Supplies, general hardware and lumber; Partner; Partner; December 2019; 5 hours per month; 0 hours per month during securities trading hours; general business advice and solutions. Banking relationships. 4) The Belvedere Cove Foundation; No; San Rafael, CA; Charitable Foundation to provide financial support to sailors; board member; Elected on March 13, 2024; 2 hours spent per month; 0 hour spent per month during securities trading hours; General board participating and governance.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 1981-05-04 |
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