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Robert Lee Brite

LPl Financial LLC

Kenner, LA

CRD 724537

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-11-23
  • LA RA
    APPROVED
    Since 2020-11-23

Branch Locations

Kenner, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Capital Management Metairie LA 02/2004 11/2020
Woodbury Financial Services, Inc Kenner LA 01/2012 11/2020
Lpl Financial, Llc Kenner LA 11/2020 Present
  • 02/2004 → 11/2020
    Compass Capital Management
    Metairie, LA
  • 01/2012 → 11/2020
    Woodbury Financial Services, Inc
    Kenner, LA
  • 11/2020 → Present
    Lpl Financial, Llc
    Kenner, LA
Previous Registrations
  • 2012-02-03 → 2020-11-25
    Woodbury Financial Services, Inc.
    Kenner, LA
    Mckinney, TX
    Kenner, LA
  • 2004-03-11 → 2012-02-06
    Securian Financial Services, Inc.
    Metairie, LA
    Metairie, LA
Other Businesses

1) 11/2020 - Non-Variable Insurance - Investment Related - Robert L Brite - Kenner, LA 70065

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1984-03-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1984-03-27
Other Names
  • Robert L Brite

View on SEC IAPD

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