Edward Joseph Laux

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 03/2017
  Olivetree Usa, Llc
  New York, NY
• 02/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenwich, CT
• 03/2017 → 02/2019
  Unemployed
  Greenwich, CT
• 04/2019 → Present
  Bank Of America, N.A.
  Greenwich, CT

Other Businesses

I*8551 For profit or not for profit: Name of outside business organization: Edward J Laux Investment related: Address of business: Stamford, Connecticut 6903 Nature of business: , Position, title, association: , Start date of relationship: 9/1/2019 Number of hours devoted: 2 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1312305 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: RP, RP, RP Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 8/1/2023 Number of hours devoted: 2 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , I*1987318 Entity Type, Name of OBA: University of New Haven Address: OrangeConnecticut06477 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 09/16/2024 No Hours: 6 Yearly No Hours during trading: 0 Duties: Would be a member of the Advisory Board for their Executive Micro-MBA program. Three virtual meetings per year, 90 minutes each, with other members of Advisory Board, faculty, MBA program designers, mainly advising on current and possible future curriculum. 12 month commitment, with possible renewal for another 12 months.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-12
• S63 Uniform Securities Agent State Law Examination
  1993-08-26