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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-01-03
PA RA APPROVED 2004-01-21
  • TX RA
    APPROVED_RES
    Since 2018-01-03
  • PA RA
    APPROVED
    Since 2004-01-21

Branch Locations

100 N 18Th St 22Nd Fl [L2-Rbo], Philadelphia, PA 19103 • United States

6 N Macdade Blvd, Glenolden, PA 19036 • United States

3611 Edgemont Ave, Brookhaven, PA 19015 • United States

3521 Concord Rd, Aston, PA 19014 • United States

Media, PA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Brookhaven PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Brookhaven PA 11/2016 Present
Other Businesses

RENTAL PROPERTIES (6), INVESTMENT RELATED, CHESTER PA, 100% OWNERSHIP, 20 HOURS PER MONTH, START DATE 1989

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-06
S63 Uniform Securities Agent State Law Examination 1993-05-12
  • S66 Uniform Combined State Law Examination
    2000-04-06
  • S63 Uniform Securities Agent State Law Examination
    1993-05-12

View on SEC IAPD

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