Keith Anthony Digregorio

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-05-01
PA	RA	APPROVED	2014-07-15

TX RA
APPROVED_RES

Since 2018-05-01
PA RA
APPROVED

Since 2014-07-15

Branch Locations

Cochranville, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	Exton	PA	06/2006	Present

06/2006 → Present

Linsco Private Ledger

Exton, PA

Other Businesses

1. 06/11/2008 - LEADER FINANCIAL GROUP/DBA ONLY/COCHRANVILLE, PA 19330

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-07-01
S63	Uniform Securities Agent State Law Examination	1981-04-24

S65 Uniform Investment Adviser Law Examination

2014-07-01
S63 Uniform Securities Agent State Law Examination

1981-04-24

Other Names

Keith Anthony Digregory

View on SEC IAPD