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Douglas Stuart Black

Springreef LLC

Chatham, NJ

CRD 724104

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Employer firm

Springreef LLC CRD 155455

37 advisory clients

Reported services (Item 5G)

  • Selection of other advisers
  • ONGOING REVIEW OF FINANCIAL ADVISOR PERFORMANCE ON BEHALF OF CLIENTS, AND GENERAL WEALTH MANAGEMENT CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Springreef Llc

Chatham, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-05
NV RA APPROVED 2024-05-20
NY RA APPROVED 2021-04-10
LA RA APPROVED 2018-08-21
FL RA APPROVED 2016-04-20
VA RA APPROVED 2015-12-01
TX RA APPROVED_RES 2015-02-24
DC RA APPROVED 2014-12-12
MD RA APPROVED 2013-07-16
NJ RA APPROVED 2010-11-10
  • CA RA
    APPROVED
    Since 2024-11-05
  • NV RA
    APPROVED
    Since 2024-05-20
  • NY RA
    APPROVED
    Since 2021-04-10
  • LA RA
    APPROVED
    Since 2018-08-21
  • FL RA
    APPROVED
    Since 2016-04-20
  • VA RA
    APPROVED
    Since 2015-12-01
  • TX RA
    APPROVED_RES
    Since 2015-02-24
  • DC RA
    APPROVED
    Since 2014-12-12
  • MD RA
    APPROVED
    Since 2013-07-16
  • NJ RA
    APPROVED
    Since 2010-11-10

Branch Locations

Chatham, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Springreef Llc Chatham NJ 09/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-25
S63 Uniform Securities Agent State Law Examination 1981-03-27
  • S65 Uniform Investment Adviser Law Examination
    1992-03-25
  • S63 Uniform Securities Agent State Law Examination
    1981-03-27

View on SEC IAPD

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