Robert Alan Weinstein

Employer firm

Round Rock Advisors LLC CRD 286007

$907M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1985 → 09/2016
  Vsr Financial Services, Inc
  Overland Park, KS
• 08/2007 → 09/2016
  Vsr Advisory Services
  Overland Park, KS
• 09/2016 → 09/2019
  Summit Brokerage Services, Inc.
  Harrison, NY
• 09/2016 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → 12/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2022 → Present
  Round Rock Advisors, Llc
  Wilton, CT

Previous Registrations

• 2021-05-04 → 2021-12-31
  Cetera Wealth Services, Llc
  Harrison, NY
• 2016-09-01 → 2021-05-20
  Summit Financial Group Inc
  Harrison, NY
  Harrison, NY
• 2014-04-08 → 2016-09-01
  Vsr Financial Services, Inc.
  Harrison, NY
  Lawrence, KS
  Harrison, NY
  Overland Park, KS
  Overland Park, KS

Other Businesses

(1) ROBERT A. WEINSTEIN, CPA; NOT INVESTMENT RELATED; Harrison, NY; CPA Practice: Sole proprietor; Start Date 01/01/2001; 160 HOURS PER MONTH 5 DURING TRADING HOURS; TAX PREP AND ACCOUNTING SERVICES. (2) Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-06-10

Designations

• Certified Financial Planner
• Personal Financial Specialist

Other Names

• Bob Alan Weinstein