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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-02-15 |
| MO | RA | APPROVED | 1996-05-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Washington | MO | 10/1994 | Present |
1. 10/09/2007 - EAST CENTRAL COLLEGE FOUNDATION - NOT INV REL - Community, Civic and Charitable Board - NO TIME SPENT 2. 2/11/2013 - LEGAL ENTITY FOR TAX & ACCOUNTING PURPOSES ONLY - PARK MEYER, LLC - WASHINGTON, MO.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-02-26 |
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