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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2019-10-04 |
Branch Locations
315 E San Marnan Drive, Waterloo, IA 50702 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
315 E San Marnan Dr., Waterloo, IA 50702 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2002-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Waterloo | IA | 07/2012 | Present |
| Advantage Investment Management Llc | Waterloo | IA | 08/2015 | 12/2019 |
| Private Advisor Group, Llc | Waterloo | IA | 09/2019 | Present |
1. 07/31/2012 - Net Worth Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 99%. 2. 9/19/2012 - Net Worth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Time Spent 1%. 3. 1/14/2020 - Private Advisor Group - DBA: (Hybrid) NetWorth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 09/03/2019 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 1/14/2020 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 09/03/2019 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 01/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1981-03-07 |
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