Allison K Henek

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-16
GA	RA	APPROVED	2020-09-01
DC	RA	APPROVED	2015-03-16
CT	RA	APPROVED	2015-03-06
NJ	RA	APPROVED	2015-03-06

NY RA
APPROVED

Since 2021-04-16
GA RA
APPROVED

Since 2020-09-01
DC RA
APPROVED

Since 2015-03-16
CT RA
APPROVED

Since 2015-03-06
NJ RA
APPROVED

Since 2015-03-06

Branch Locations

225 Broadhollow Road Suite 105, Melville, NY 11747 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Guardian	Woodbury	NY	02/2015	08/2018
Park Ave Securities	Woodbury	NY	02/2015	08/2018
Guardian Life Insurance	Glen Head	NY	09/2018	05/2020
Park Avenue Securities	Glen Head	NY	09/2018	05/2020
Guardian Life Insurance Company	Woodbury	NY	05/2020	03/2021
Park Avenue Securities	Woodbury	NY	05/2020	03/2021
Guardian Life Insurance	Melville	NY	03/2021	Present
Park Avenue Securiites	Melville	NY	03/2021	Present

02/2015 → 08/2018

Guardian

Woodbury, NY
02/2015 → 08/2018

Park Ave Securities

Woodbury, NY
09/2018 → 05/2020

Guardian Life Insurance

Glen Head, NY
09/2018 → 05/2020

Park Avenue Securities

Glen Head, NY
05/2020 → 03/2021

Guardian Life Insurance Company

Woodbury, NY
05/2020 → 03/2021

Park Avenue Securities

Woodbury, NY
03/2021 → Present

Guardian Life Insurance

Melville, NY
03/2021 → Present

Park Avenue Securiites

Melville, NY

Previous Registrations

2008-07-01 → 2015-02-18

Equitable Advisors, Llc

New York, NY

Other Businesses

1. Insurance outside of Guardian, Start: 03/01/2015, Address: 225 Broadhollow Rd., Suite 110, Melville, NY 11747, 2 total hours per month, 2 during securities trading hours, Investment related, More than 10% annual compensation, 2) corporate analyst-Employee. Administrative data entry for a hospital, Start: 12/02/2021, Address: 600 community drive Manhasset, NY 11030, 100 total hours per month; 70 during securities trading hours, Not investment related, More than 10% annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-09-25

S66 Uniform Combined State Law Examination

2006-09-25

Other Names

Allison Battino
Allison Kimberley Battino
Allison Henek

View on SEC IAPD