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Roger Robert Kliminski

Global Investment Solutions, LLC

Aliso Viejo, CA

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Current Employers
Global Investment Solutions, Llc

Aliso Viejo, CA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-08-22
CA RA APPROVED 1997-07-01
  • TX RA
    APPROVED
    Since 2008-08-22
  • CA RA
    APPROVED
    Since 1997-07-01

Branch Locations

Aliso Viejo, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Global Investment Solutions, Llc Aliso Viejo CA 07/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-18
  • S65 Uniform Investment Adviser Law Examination
    1993-03-18

View on SEC IAPD

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