Mark Linn Marshall

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-12-16

CA RA
APPROVED

Since 2010-12-16

Branch Locations

Palm Springs, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	12/2010	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	12/2010	Present

12/2010 → Present

Cambridge Investment Research, Inc

Fairfield, IA
12/2010 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2010-01-22 → 2011-12-15

Integrated Wealth Management, Inc.

Palm Springs, CA
2009-08-28 → 2009-12-31

Integrated Wealth Management, Inc.

Palm Springs, CA
2002-03-05 → 2009-05-21

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Rancho Mirage, CA

Albuquerque, NM

Albuquerque, NM

Indian Wells, CA

Other Businesses

1)ML Marshall Wealth Management LLC, 1968 E CHIA RD, PALM SPRINGS, CA, 12/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2 HR/MO - 1/TRADING. 2)MARK MARSHALL AND LINDA DOWNING, RR 1, MINNEOLA, KS 67865. BEGAN 3/5/2004 AS A CO-OWNER WITH A FAMILY FARM WHICH I INHERITED. PRIMARY INCOME DERIVED FROM CROPS OF WHEAT AND MILO. NOT INVESTMENT RELATED. DEVOTES 10HR/YR, 0/TRADE. 3)THE MIZELL SENIOR CENTER 480 SOUTH SUNRISE WAY PALM SPRINGS, CA 92262. 06/28/2011 AS IMMEDIATE PAST PRESIDENT. ORGANIZATION WHERE ACTIVE SENIORS COME TOGETHER FOR SERVICE & ACTIVITY - MEALS ON WHEELS PROVIDER. NOT INVESTMENT RELATED. DEVOTES 20 HRS/MNTH. 2 HRS DURING TRADING. NON-PROFIT ORGANIZATION. 4.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2010 AS ADVISORY REP OF A RIA. INV REL - 50 HR/WK - 30/TRADING. 5. MIZELL SENIOR CENTER ENDOWMENT, 480 S SUNRISE WAY, ,PALM SPRINGS, CA, BOARD MEMBER CHAIR, 09/01/20, INV REL, 10/YR-0 0/TRADING 6. MEASURE J OVERSIGHT COMMISSION, CITY OF PALM SPRINGS, 3200 E TAHQUITZ CANYON WAY, PALM SPRINGS, CA, 05/20/21, NIR COMMISSION MEMBER, 20 HR/MO- 0/TRADING HR.