Gregory Bruce Mclean

Current Employers

Employment History

• 11/1989 → Present
  Osaic Wealth, Inc.
  Utica, NY
• 03/1988 → Present
  Caruso Mclean & Co., Inc.
  Utica, NY
• 01/2025 → Present
  Empire Retirement Plans, Llc
  Utica, NY

Other Businesses

1. CARUSO MCLEAN AND CO., INC. POSITION: Owner NATURE: Corporation Insurance Agency - INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1988 ADDRESS: 130 Lomomd Ct, Utica NY 13502, United States DESCRIPTION: Insurance agent - annuity and life 2. CARUSO MCLEAN AND CO., INC. POSITION: Investment Adviser NATURE: Corporation Registered Investment Adviser - INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2002 ADDRESS: 130 Lomond Ct, Utica NY 13323, United States DESCRIPTION: Fee based asset management 3. EMPIRE RETIREMENT PLANS POSITION: Retirement Plan Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2025 ADDRESS: 130 LOMOND CT, UTICA NY 13502, United States DESCRIPTION: Provide investment advisory services for retirement plans under an independent RIA 4. THOUSAND ISLAND LAND TRUST POSITION: Bd of Trustees NATURE: Non profit INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2017 ADDRESS: 135 John St, Clayton NY 13624, United States DESCRIPTION: Volunteer board - set policy, review financials

Exams

• S66 Uniform Combined State Law Examination
  2004-06-17
• S63 Uniform Securities Agent State Law Examination
  1981-01-27