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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-01-17 |
| MD | RA | APPROVED | 2015-02-24 |
| DC | RA | APPROVED | 2009-12-22 |
Branch Locations
2100 Pennsylvania Avenue Nw Suite 810N, Washington, DC 20037 • United States
Arnold, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Washington | DC | 03/2009 | Present |
| City National Bank | Washington | DC | 10/2017 | Present |
1) WASHINGTON AREA CPS LEAGUE 9605 WEATHERED OAK CT, BETHESDA, MD SOFTBALL LEAGUE START 5/10 AND 8/10. OWNER ACTIVE. MANAGE THE SOFTBALL LEAGUE, PUT SCHEDULE TOGETHER, ARRANGE FOR UMPIRES. DEVOTE 5 HRS PER MONTH. 2) Name of Entity: American University Eagles Leadership Council Non-Investment related Address of Entity: 4400 Massachusetts Ave N.W. Washington DC 20016 Nature of OBA: Athletic Department advisory board Position/Title/Relationship: Committee/Council Member (not associated with the Board of Directors) Start date: 01/01/23 Time devoted: less than 1 hour; 0 during securities trading hours Duties: to attend meeting on a semi annual basis
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-09 |
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