Margaret Wade Johnson

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2012 → 04/2025
  B. Riley Wealth Management
  Tulsa, OK
• 07/2022 → 04/2025
  B. Riley Wealth Advisors, Inc.
  Tulsa, OK
• 04/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  Tulsa, OK

Previous Registrations

• 2022-08-27 → 2025-04-07
  B. Riley Wealth Advisors, Inc.
  Tulsa, OK
  Tulsa, OK
• 2012-12-14 → 2022-12-31
  B. Riley Wealth Management
  Memphis, TN
  Tulsa, OK
  Tulsa, OK
• 2006-06-16 → 2012-12-14
  Sanders Morris Llc
  Tulsa, OK
  Tulsa, OK
• 2004-02-18 → 2006-12-31
  Smh Capital Advisors Llc
  Tulsa, OK
• 2000-10-11 → 2003-12-05
  Piper Sandler & Co.
  Tulsa, OK

Other Businesses

1. Junior League of Tulsa; 3633 S Yale Ave Tulsa OK 74135; Community volunteers; Endowment Fund Committee - Chair; Conduct quarterly meetings; 06/01/2000; 8 hrs/quarter; During security trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-23
• S63 Uniform Securities Agent State Law Examination
  1981-01-23

Other Names

• Margaret Mary Wade