Kevin David Grauer

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 03/2020
  Ameriprise Financial Services, Inc.
  Saddle Brook, NJ
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Caldwell, NJ

Other Businesses

Business Ownership; Chairman's Operational Support; Manager; Operational; 250 Pehle Ave, Suite 200, , Saddle Brook, NJ, 7663; Investment-Related; 12/20/2021; 1 to 9 hours per month; 1 to 9 during trading hours / Longohmont; Manager; Operational Support; 250 Pehle Ave, Suite 200, , Saddle Brook, NJ, 7663; Investment-Related; 12/20/2021; 1 to 9 hours per month; 1 to 9 during trading hours / KG24FOX; Owner; Manage Ameriprise Business; 333 Bloomfield Ave, Suite 302, Caldwell, NJ, 07006; Not Investment-Related; 04/01/2024; 40 to 59 hours per month; 60 during trading hours. Outside Employment; Chairman's Operational Support; President - Managing Operational Support; ; 333 Bloomfield Ave, Suite 302, , Caldwell, NJ, 7006; Investment-Related; 03/09/2022; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-26