Joan Ferol Block

Current Employers

Castle Rock Wealth Management, Llc

1777 Botelho Dr. Suite 105, Walnut Creek, CA 94596 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2018-12-17
CA	RA	APPROVED	2016-12-01

ID RA
APPROVED

Since 2018-12-17
CA RA
APPROVED

Since 2016-12-01

Branch Locations

Kellogg,, ID • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Allied Securities, Inc.	San Diego	CA	12/1994	02/2018
Castle Rock Wealth Management	Kellogg	ID	11/2016	Present
Private Client Services	Louisville	KY	02/2018	10/2019

12/1994 → 02/2018

First Allied Securities, Inc.

San Diego, CA
11/2016 → Present

Castle Rock Wealth Management

Kellogg, ID
02/2018 → 10/2019

Private Client Services

Louisville, KY

Other Businesses

1.) JOAN BLOCK INVESTMENTS; REAL ESTATE(RENTAL PROPERTY/PASSIVE INVESTMENT; 1-5 hrs PER MONTH. 2.) CASTLE ROCK WEALTH MANAGEMENT LLC; INVESTMENT ADVISORY REP; 200 hrs/month, 100 during trading hrs.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-08-25
S63	Uniform Securities Agent State Law Examination	1981-02-19

S65 Uniform Investment Adviser Law Examination

2016-08-25
S63 Uniform Securities Agent State Law Examination

1981-02-19

Other Names

Byers Owen
Joan Byers
Joan Owen
Joan Byers
Joan Ferol Owen
Joan Ferol Wilhelm

View on SEC IAPD