Patricia Cleary

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
FL	RA	APPROVED	2020-11-12

NY RA
APPROVED

Since 2021-04-19
FL RA
APPROVED

Since 2020-11-12

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

200 Park Ave, New York, NY 10166 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	10/1980	Present
Bank Of America,N.A.	New York	NY	06/2011	Present

10/1980 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
06/2011 → Present

Bank Of America,N.A.

New York, NY

Other Businesses

I*742230 For profit or not for profit: Name of outside business organization: 220 LLC Investment related: N Address of business: West Palm Beach, Florida, 33405 Nature of business: ["Business or Industry Organization"] Position, title, association: ["General Partner/Managing Member"], Start date of relationship: 2/21/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , The LLC will own real estate and provide housing for a family member until such time as I move there. This is an undetermined amount of time but expected to be less than 5 years. This family member will oversee the property's maintenance and renovation.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-11-16
S63	Uniform Securities Agent State Law Examination	1981-05-15

S65 Uniform Investment Adviser Law Examination

1994-11-16
S63 Uniform Securities Agent State Law Examination

1981-05-15

Other Names

Patricia Marie Cleary

View on SEC IAPD