David Stuart Leiman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1980 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jericho, NY
• 11/2009 → Present
  Bank Of America, N.A.
  Jericho, NY

Other Businesses

I*101798 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LANDMARK ON MAIN STREET INVESTMENT RELATED: N ADDRESS OF BUSINESS: PORT WASHINGTON, NEW YORK 11050 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: COMMITTEE MEMBER, START DATE OF RELATIONSHIP: 1/17/2017 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I AM CONTINUING IN MY POSITION AS A BOARD MEMBER. I AM ALSO BEING ASKED TO SERVE ON THE EXECUTIVE COMMITTEE OF THE BOARD, AND TO BE A MEMBER OF THE COMMUNITY SERVICE COMMITTEE AND THE FINANCE COMMITTEE

Exams

• S66 Uniform Combined State Law Examination
  2005-04-28
• S63 Uniform Securities Agent State Law Examination
  1981-10-27

Other Names

• David S Leiman